Services Breakdown
RCC Compliance Consulting
RCC Compliance Consulting is an FSCA-authorised compliance practice (PN 7870) delivering comprehensive compliance and regulatory support to Independent Financial Service Providers and Credit Providers.
We believe in compliance excellence. Our approach is built on quality, precision, and proactive guidance. We empower businesses to strengthen their risk management, internal controls, and ]regulatory readiness—ensuring full alignment with legislative requirements.
We provide services below
At RCC, we deliver high-quality, professional compliance services at accessible rates. Our audit and implementation methods are tailored to each client’s business model, risks, and operational challenges—ensuring solutions that are practical, relevant, and effective.
Compliance Monitoring
End-to-End Regulatory Oversight
We provide continuous compliance monitoring and advisory support across key regulatory frameworks:
- FICA Compliance Monitoring for FSPs
- FAIS Act Compliance Monitoring for FSPs
- NCA/NCR Compliance Monitoring for Credit Providers
- Outsourced Compliance Services
- POPIA Compliance & Implementation
FSP Licensing & Approval
Starting your FSP? Expanding your licence? We can assist.
We support businesses through the full FSCA authorisation process, including:
- New FSP / Insurance Broker Licence Applications (All categories)
- Crypto Asset Providers Licensing
- Amendments & Upgrades to Existing FSP Licences
NCR Credit Provider Licensing
Become an authorised Credit Provider with confidence.
We assist with all aspects of NCR registration and ongoing compliance:
- Credit Provider Licence Applications
- Submission of Statutory NCR Returns & Reports
- Renewal of Credit Provider Certificates
RE Exam Training & Support
Prepare With Confidence
Struggling with RE1 or RE5? Our expert-led programme includes up to four dedicated training sessions to help you meet the FSCA’s competency requirements.
- RE1 Regulatory Exam Training & Support
- RE5 Regulatory Exam Training & Support
Industry-Related Training
Regulatory Training for Compliance Excellence
We provide specialised training programmes for regulated entities:
- FAIS Act Training
- FICA Training
- Treating Customers Fairly (TCF) Training
- Conflict of Interest Management Training
- Class of Business (COB) Training Support
- Continuous Professional Development (CPD) Assistance
- POPIA Training
FICA Implementation
Strengthen Your AML & CFT Environment
Who Must Comply With FICA?
FICA applies to all accountable institutions, including but not limited to:
- Financial Services Providers (FSPs)
- Legal Practitioners
- Motor Vehicle Dealers
- High-Value Goods Dealers
- Estate Agents
We help organisations build strong, compliant FICA systems:
- Drafting & Implementation of FICA RMCP
- Training on Implemented RMCP
- Implementation of AML / CFT Measures
- FICA Inspection Preparation
Governance Frameworks
Custom Governance Documentation
We develop professionally drafted governance frameworks tailored to your business needs:
- Conflict of Interest Policies
- Business Plans
- Financial Recovery Plans
- Disaster Recovery Plans
- Succession Plans
- Complaints Management Frameworks
- Resolution Plans
- Remuneration Policies
Key Individual Services
Key Individual Capacitation and Placement
If you would like to establish a Financial Services Provider (FSP) but do not yet meet the competency requirements, we can assist by providing capacitation support or identifying a suitable Key Individual for your business.
Existing Key Individual Training
We offer tailor-made training programmes designed specifically for Key Individuals. Our training simplifies the complexities of the Key Individual role, ensuring that candidates are fully equipped to meet their regulatory and operational responsibilities.
COB & CPDs
Have you completed your Class of Business training within the legislated one-year period?
Are you on track with your CPD requirements for the current cycle?
Let us assist you with all your COB and CPD compliance needs.